Investment Company Business Plan Template [Updated 2024]

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I. Executive Summary


You can download our Business Plan Template (including a full, customizable financial model) to your computer here.

Business Overview

[Company Name], located in [Location] is a new investment firm that focuses on providing high quality investment portfolio management services for individual and corporate investors. The company uses a proprietary platform to optimize investment strategies to help people and businesses reach their investment goals. [Company Name] aims to be the best investment company for individuals and corporations throughout [Location].

Products Served

[Company Name] will provide a variety of different types of investment management services. The company will provide portfolio management, record keeping, legal consulting, accounting services, and tax management services for multiple types of mutual funds and other assets.

Customer Focus

[Company Name] will primarily serve the residents within a 20-mile radius of [Location]. The demographics of these residents are as follows:

  • 195,203 residents
  • Average income of $56,000
  • 49.3% married
  • 40.5% in Mgt./Professional occupations
  • Median age: 43 years

In addition to this prime adult demographic for an investment firm, there are three large banks in the area. Working professionals, especially those in the financial sector, realize the importance of making sound investments and create a perfect target market.

Management Team

[Company Name]’s most valuable asset is the expertise and experience of its founder, [Founder’s Name]. He has been a licensed investment manager for the past 20 years. [Founder] has spent much of his career working in a large investment banking firm. He spent the more recent portion of his career at a smaller firm where his client base doubled in just five years.

[Company name] will also employ an experienced assistant to help with various administrative duties around the office. [Assistant’s Name] has experience working with C-level executives and has spent significant time as an administrator.

Success Factors

[Company Name] is uniquely qualified to succeed due to the following reasons:

  • [Company Name] will fill a specific market niche in the community. In addition, the Company has surveyed local businesses and received extremely positive feedback saying that they explicitly want to make use of [Company Name]’s services when launched.
  • The management team has a track record of success in the investment management industry.
  • The local area is currently underserved and does not have specialized investment managers.
  • Market trends such as high disposable income and spending power are propelling the demand for investment management services.

Financial Highlights

[Company Name] is seeking a total funding of $225,000 of debt capital to open its investment company.

  • Office design/build-out: $100,000
  • Office equipment and supplies: $75,000
  • Working capital: $50,000 to pay for marketing, salaries, and lease costs until [Company Name] reaches break-even

Top line projections over the next five years are as follows:

Financial SummaryFY 1FY 2FY 3FY 4FY 5
Revenue$560,401 $782,152 $1,069,331 $1,379,434 $1,699,644
Total Expenses$328,233 $391,429 $552,149 $696,577 $776,687
EBITDA$232,168 $390,722 $517,182 $682,858 $922,956
Depreciation$7,000 $7,000 $7,000 $7,000 $7,000
EBIT$225,168 $383,722 $510,182 $675,858 $915,956
Interest$6,016 $5,264 $4,512 $3,760 $3,008
Pre Tax Income$219,152 $378,458 $505,670 $672,098 $912,948
Income Tax Expense$76,703 $132,460 $176,985 $235,234 $319,532
Net Income$142,449 $245,998 $328,686 $436,864 $593,416
Net Profit Margin25%31%31%32%35%
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